West Virginia Code Chapter 29A
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ARTICLE 1. DEFINITIONS AND APPLICATION OF CHAPTER.
§29A-1-1. Legislative findings and statement of purpose.
§29A-1-2. Definitions of terms used in this chapter.
§29A-1-3. Application of chapter; limitations.
§29A-1-4. Application of open governmental proceedings law.
ARTICLE 2. STATE REGISTER.
§29A-2-1. Duty of the secretary of state.
§29A-2-2. State register created.
§29A-2-3. Contents of state register.
§29A-2-4. Contents of state register deemed a public record.
§29A-2-5. Agency rules to be filed in state register; failure to file.
§29A-2-6. Format and numbering of agency rules filed in state register.
§29A-2-7. Publication of state register.
§29A-2-8. Publication of rules by agencies.
§29A-2-9. Making orders and records available.
ARTICLE 3. RULE MAKING.
§29A-3-1. Rules to be promulgated only in accordance with this article.
§29A-3-1a. Filing proposed amendments to an existing rule.
§29A-3-1b. Rules of the tax department.
§29A-3-2. Limitations on authority to exercise rule-making power.
§29A-3-3. Rules of procedure required.
§29A-3-4. Filing of proposed procedural rules and interpretive rules.
§29A-3-5. Notice of proposed rulemaking.
§29A-3-6. Filing findings and determinations for rules in state register; evidence
deemed public record.
§29A-3-7. Notice of hearings.
§29A-3-8. Adoption of procedural and interpretive rules.
§29A-3-9. Proposal of legislative rules.
§29A-3-10. Creation of a legislative rule-making review committee.
§29A-3-11. Submission of legislative rules to the legislative rule-making
review committee.
§29A-3-12. Submission of legislative rules to Legislature.
§29A-3-13. Adoption of legislative rules; effective date.
§29A-3-14. Withdrawal or modification of proposed rules.
§29A-3-15. Emergency legislative rules; procedure for promulgation; definition.
§29A-3-15a. Disapproval of emergency rules and amendments to emergency rules by the
secretary of state; judicial review.
§29A-3-15b. Disapproval of emergency rules and amendments to emergency rules by the
attorney general; judicial review.
§29A-3-16. Legislative review of procedural rules,
interpretive rules and existing legislative rules.
§29A-3-17. Prior rules.
ARTICLE 3A. HIGHER EDUCATION RULE MAKING.
§29A-3A-1. Definitions.
§29A-3A-2. Rules to be promulgated only in accordance with this article.
§29A-3A-3. Limitations on authority to exercise rule-making power.
§29A-3A-4. Rules of procedure required.
§29A-3A-5. Filing of proposed procedural rules and interpretive rules.
§29A-3A-6. Notice of proposed rule making.
§29A-3A-7. Filing findings and determinations for rules in state register; evidence deemed
public record.
§29A-3A-8. Notice of hearings.
§29A-3A-9. Adoption of procedural and interpretive rules.
§29A-3A-10. Proposal of legislative rules.
§29A-3A-11. Creation of a legislative oversight commission on education accountability.
§29A-3A-11a. Additional powers and duties; subpoena powers.
§29A-3A-12. Submission of legislative rules to the legislative oversight commission on
education accountability.
§29A-3A-13. Submission of legislative rules to Legislature.
§29A-3A-14. Adoption of legislative rules; effective date.
§29A-3A-15. Withdrawal or modification of proposed rules.
§29A-3A-16. Emergency legislative rules; procedure for promulgation; definition.
§29A-3A-16a. Disapproval of emergency rules by the secretary of state; judicial review.
§29A-3A-17. Legislative review of procedural rules, interpretive rules and existing
legislative rules.
§29A-3A-18. Prior rules.
ARTICLE 3B. STATE BOARD OF EDUCATION RULE MAKING.
§29A-3B-2. Rules to be promulgated in accordance with this article.
§29A-3B-3. Rules of procedure required.
§29A-3B-4. Filing of proposed rules.
§29A-3B-5. Notice of proposed rule making.
§29A-3B-6. Filing findings and determinations for rules in state register; evidence deemed
public record.
§29A-3B-7. Notice of hearings.
§29A-3B-8. Adoption of rules.
§29A-3B-9. Submission of legislative rules to the legislative oversight commission on
education accountability.
§29A-3B-10. Emergency legislative rules; procedure for promulgation; definition.
§29A-3B-11. Legislative review of procedural rules, interpretive rules and existing
legislative rules.
§29A-3B-12. Prior rules.
ARTICLE 4. DECLARATORY RULINGS AND DECLARATORY JUDGMENTS.
§29A-4-1. Declaratory rulings by agencies.
§29A-4-2. Declaratory judgment on validity of rule.
ARTICLE 5. CONTESTED CASES.
§29A-5-1. Notice required; hearing; subpoenas; witness fees, etc.; depositions; records.
§29A-5-2. Rules of evidence; taking notice of facts; correction of transcript.
§29A-5-3. Orders or decisions.
§29A-5-4. Judicial review of contested cases.
§29A-5-5. Exceptions.
ARTICLE 6. APPEALS.
§29A-6-1. Supreme court of appeals.
ARTICLE 7. GENERAL PROVISIONS.
§29A-7-1. Limitations on certain administrative powers.
§29A-7-2. Notice generally.
§29A-7-3. Repeals; subsequent legislation.
§29A-7-4. Construction and effect; severability of provisions.
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ARTICLE 1. DEFINITIONS AND APPLICATION OF CHAPTER.
§29A-1-1. Legislative findings and statement of purpose.
The Legislature finds and declares that administrative law and the administrative
practice and procedure of the various executive and administrative officers, offices
and agencies comprises a body of law and policy which is voluminous, often formulated
without adequate public participation and collected and preserved for public knowledge
and use in an unacceptable and essentially inaccessible fashion. The Legislature
further finds that the delegation of its legislative powers to other departments
and agencies of government requires of the Legislature that the rules and
regulations of such other departments and agencies, which have the force and
effect of law because of their legislative character, should be carefully and
extensively reviewed by the Legislature in a manner properly respectful of the
separation of powers but in keeping with the legislative force and effect of
such rules and regulations. Accordingly the Legislature has and by this chapter
intends to fix by law uniform and settled administrative practices and
procedures, subject only to enumerated exceptions, for the exercise of executive
rule- making authority and for the exercise by executive and administrative
officers, offices and agencies of lawfully delegated legislative power, with
appropriate legislative review of that exercise of such delegated legislative
authority and with established procedures for legislative oversight of the
exercise of executive rule-making authority.
In that light chapter twenty-nine-a of this code establishes, with enumerated
exceptions, procedures for rule making, declaratory rulings by agencies and the
conduct of contested administrative cases, together with a plan for the systematic
preparation, public consideration, orderly promulgation, preservation and public
availability of the body of law, policy and administrative decisions within the
purview of this chapter.
§29A-1-2. Definitions of terms used in this chapter.
For the purposes of this chapter:
a) "Agency" means any state board, commission, department, office or officer
authorized by law to make rules or adjudicate contested cases, except those in
the legislative or judicial branches;
(b) "Contested case" means a proceeding before an agency in which the legal
rights, duties, interests or privileges of specific parties are required by law
or constitutional right to be determined after an agency hearing, but does not
include cases in which an agency issues a license, permit or certificate after
an examination to test the knowledge or ability of the applicant where the controversy
concerns whether the examination was fair or whether the applicant passed the examination
and shall not include rule making;
(c) "Interpretive rule" means every rule, as defined in subsection (i) of this section,
adopted by an agency independently of any delegation of legislative power which is intended
by the agency to provide information or guidance to the public regarding the agency's
interpretations, policy or opinions upon the law enforced or administered by it and
which is not intended by the agency to be determinative of any issue affecting private
rights, privileges or interests. An interpretive rule may not be relied upon to
impose a civil or criminal sanction nor to regulate private conduct or the
exercise of private rights or privileges nor to confer any right or privilege
provided by law and is not admissible in any administrative or judicial
proceeding for such purpose, except where the interpretive rule established the
conditions for the exercise of discretionary power as herein provided. However,
an interpretive rule is admissible for the purpose of showing that the prior
conduct of a person was based on good faith reliance on such rule. The admission
of such rule in no way affects any legislative or judicial determination
regarding the prospective effect of such rule. Where any provision of this code
lawfully commits any decision or determination of fact or judgment to the sole
discretion of any agency or any executive officer or employee, the conditions
for the exercise of that discretion, to the extent that such conditions are not
prescribed by statute or by legislative rule, may be established by an
interpretive rule and such rule is admissible in any administrative or judicial
proceeding to prove such conditions.
(d) "Legislative rule" means every rule, as defined in subsection (i) of this section,
proposed or promulgated by an agency pursuant to this chapter. Legislative rule includes
every rule which, when promulgated after or pursuant to authorization of the Legislature,
has (1) the force of law, or (2) supplies a basis for the imposition of civil or
criminal liability, or (3) grants or denies a specific benefit. Every rule
which, when effective, is determinative on any issue affecting private rights,
privileges or interests is a legislative rule. Unless lawfully promulgated as an
emergency rule, a legislative rule is only a proposal by the agency and has no
legal force or effect until promulgated by specific authorization of the
Legislature. Except where otherwise specifically provided in this code,
legislative rule does not include (A) findings or determinations of fact made or
reported by an agency, including any such findings and determinations as are
required to be made by any agency as a condition precedent to proposal of a rule
to the Legislature; (B) declaratory rulings issued by an agency pursuant to the
provisions of section one, article four of this chapter; (C) orders, as defined
in subdivision (e) of this section; or (D) executive orders or proclamations by
the governor issued solely in the exercise of executive power, including
executive orders issued in the event of a public disaster or
emergency;
(e) "Order" means the whole or any part of the final disposition (whether
affirmative, negative, injunctive or declaratory in form) by any agency of any
matter other than rule making;
(f) "Person" includes individuals, partnerships,
corporations, associations or public or private organizations of any character;
(g) "Procedural rule" means every rule, as defined in subsection (i) of this section,
which fixes rules of procedure, practice or evidence for dealings with or proceedings
before an agency, including forms prescribed by the agency;
(h) "Proposed rule" is a legislative rule, interpretive rule, or a procedural rule
which has not become effective pursuant to the provisions of this chapter or law
authorizing its promulgation;
(i) "Rule" includes every regulation, standard or statement of policy or interpretation
of general application and future effect, including the amendment or repeal thereof,
affecting private rights, privileges or interests, or the procedures available to the
public, adopted by an agency to implement, extend, apply, interpret or make specific the
law enforced or administered by it or to govern its organization or procedure, but does
not include regulations relating solely to the internal management of the agency,
nor regulations of which notice is customarily given to the public by markers or
signs, nor mere instructions. Every rule shall be classified as "legislative
rule," "interpretive rule" or "procedural rule," all as defined in this section,
and shall be effective only as provided in this chapter;
(j) "Rule making" means the process for the formulation, amendment or repeal of a rule
as provided in this chapter.
§29A-1-3. Application of chapter; limitations.
(a) The provisions of this chapter do not apply in any respect whatever to executive
orders of the governor, which orders to the extent otherwise lawful shall be effective
according to their terms: Provided, That the executive orders shall be
admitted to record in the state register when and to the extent the governor deems suitable
and shall be included therein by the secretary of state when tendered by the governor.
(b) Except as to requirements for filing in the state register, and with the Legislature
or its rule-making review committee, provided in this chapter or other law, the provisions
of this chapter do not apply in any respect whatever to the West Virginia board of probation
and parole, the public service commission, the board of public works sitting as such and the
secondary schools activities commission: Provided, That rules of such agencies
shall be filed in the state register in the form prescribed by this chapter and
be effective no sooner than sixty consecutive days after being so filed:
Provided, however, That the rules promulgated by the state colleges and
universities shall only be filed with the higher education governing boards: Provided,
further, That such agencies may promulgate emergency rules in conformity with section
fifteen, article three of this chapter.
(c) The provisions of this chapter do not apply to rules relating to or contested cases
involving the conduct of inmates or other persons admitted to public institutions, the open
seasons and the bag, creel, size, age, weight and sex limits with respect to the
wildlife in this state, the conduct of persons in military service or the
receipt of public assistance. Such rules shall be filed in the state register in
the form prescribed by this chapter and be effective upon filing.
(d) Nothing herein shall be construed to affect, limit or expand any express and
specific exemption from this chapter contained in any other statute relating to
a specific agency, but such exemptions shall be construed and applied in
accordance with the provisions of this chapter to effectuate any limitations on
such exemptions contained in any such other statute.
§29A-1-4. Application of open governmental proceedings law.
(a) All meetings of an agency, board or commission of the executive branch of government
or of the legislative rule-making review committee which may only be convened
upon the presence of a required quorum, and which are convened for the purpose
of making a decision or deliberating toward a decision as to the form and
substance of a rule, as defined in subsection (i), section two of this article,
are subject to the open governmental proceedings law as set forth in article
nine-a, chapter six of this code, except as may otherwise be provided for in
this section.
(b) When an agency, board or commission is considering the form and substance
of a rule or proposed rule, the informal occurrence of (1) consultations between the
governing members of the agency, board or commission and its staff members, (2)
deliberations by the governing members, or (3) the engagement of a governing member or
members in the process of making a decision, does not constitute a meeting within the
meaning of article nine-a, chapter six of this code when, during such stages, neither
a quorum nor the convening of the governing members of the agency, board or commission
is required.
(c) When the legislative rule-making review committee is considering the form and
substance of a rule or proposed rule, the informal occurrence of (1)
consultations between the members of the committee and its staff members, (2)
deliberations by the governing members, or (3) the engagement of a governing
member or members in the process of making a decision, does not constitute a
meeting within the meaning of article nine-a, chapter six of this code when,
during such stages, neither a quorum nor the convening of the members of the
committee is required.
(d) After public hearing or the close of the
public comment period, during which hearing or period an agency, board or
commission has received statements concerning the form and substance of a rule
or proposed rule, the agency, board or commission shall not permit the filing or
receipt of, nor shall it consider, any attempted ex parte communications
directed to it in the form of additional comment, prior to the submission of its
final agency-approved rule to the legislative rule-making review committee
pursuant to the provisions of section eleven, article three of this chapter.
Nothing contained herein shall prohibit the agency, board or commission from
soliciting or receiving information relating to the rule or proposed rule from
the federal government, from the Legislature or its members, or from another
agency, board or commission of the executive branch of the government of this
state.
(e) After a proposed rule is approved for submission and is submitted to the
legislative rule-making review committee pursuant to the provisions of section eleven,
article three of this chapter, the right of the people to assemble, to petition government,
to consult for the common good, to instruct their representatives, and to apply for redress
of grievances, in accordance with the provisions of section sixteen, article III of the
Constitution, shall reserve to a person the right to freely communicate, ex
parte or otherwise, with the agency, board or commission or the legislative
rule-making review committee in attempts to influence deliberations or
decision-making regarding the form and substance of the proposed rule prior to
authorization being granted for promulgation of the rule.
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ARTICLE 2. STATE REGISTER.
§29A-2-1. Duty of the secretary of state.
It is the nondiscretionary, nondelegable duty of the secretary
of state to establish and maintain the state register hereby created, and offer
copies for subscription and public distribution in accordance with the
provisions of this article.
§29A-2-2. State register created.
There is hereby created in the office of the secretary of state, a public record
to be known and denominated as the state register, to be established, compiled, indexed
and copied, and such copies offered for subscription and distribution, in accordance with
the provisions of this article.
§29A-2-3. Contents of state register.
The secretary of state shall receive and file in the state
register:
(a) Every notice of a proposed rule or a public hearing for the
finding of facts or public comment on a proposed rule.
(b) The text of every
proposed rule and subsequent proposed amendment thereto and fiscal notes
attached thereto.
(c) Every determination of fact or judgment tendered by an
agency for inclusion therein and every notice of submission to the Legislature
or its rule-making review committee made in conformity with this chapter.
(d) Every executive order tendered by the governor.
(e) Every notice of and the
text of any report or finding of the legislative rule-making review committee
and such other material as may be tendered by the clerk or presiding officer of
either house of the Legislature for filing in the state register.
(f) Such
other material related to administrative procedures and actions as an agency may
desire to make a public record or the secretary of state may deem appropriate,
or where required by law.
(g) Notice of and the text of any action by an
agency of the Legislature or its committees relative to the process of
promulgation of rules tendered to the secretary of state for inclusion in the
register.
(h) Every other paper required by law to be filed in such register
or which may be filed therein in order to comply with any other provision of
law.
§29A-2-4. Contents of state register deemed a public record.
Every paper filed in the state register shall be a public
record provable and admissible as evidence if otherwise relevant, of which
judicial notice may be taken, either under lawful certification or by reason of
duplication and distribution as a copy of the state register in accordance with
this article.
§29A-2-5. Agency rules to be filed in state register; failure to file.
(a) Notwithstanding any filing prior to the effective date of this section, each agency
shall hereafter file in the state register a certified copy of all of its lawfully adopted
rules which are in force on the date of such filing and all of its proposed rules which have
not become effective prior to the date of such filing. All such rules and proposed
rules shall be arranged, compiled, numbered and indexed in accordance with the
provisions of section six of this article, and shall also include a designation
of each rule as either legislative rule, interpretive rule or procedural rule.
Any agency desiring to pursue promulgation of a rule proposed prior to the
effective date of this section but not then yet effective, shall refile such
proposed rule, following the procedure set forth in article three:
Provided, That it shall not be necessary for the agency to
again hold a public hearing to determine facts or public comment, but in all
other respects the procedures provided for the promulgation of rules under this
section shall be complied with. On or before the first day of January, one
thousand nine hundred eighty-three, any other agency required by law to file its
rules in the state register in order for such rules to be effective shall
resubmit and refile such rules in accordance with this section. If any agency
fails to file a certified copy of any rule or proposed rule in accordance with
this section on or before the first day of January, one thousand nine hundred
eighty-three, then such rule or proposed rule not so filed shall be thereafter
void and unenforceable and shall be of no further force and effect except as to
enforcement of its effective provisions for actions, causes or matters occurring
prior to the first day of January, one thousand nine hundred
eighty-three.
(b) Except for such changes in the designation and numbering of a rule, including
numerical references within a rule, as are required to comply with the provisions of
section six of this article, no legislative rule filed under the provisions of this
section may be amended in any way prior to such filing unless such amendment is made
in compliance with the requirements of article three of this chapter.
§29A-2-6. Format and numbering of agency rules filed in state register.
(a) Each proposed rule filed by an agency requiring a notice to be published in the
state register in accordance with the provisions of section five, article three of this
chapter shall include as its initial provisions: (1) A statement identifying such rule
as a legislative rule, an interpretive rule or a procedural rule, as the case may be;
(2) a statement of such section, article and chapter of this code to which such rule or
any part thereof relates; and (3) a statement of the section, article and chapter of this
code or any other provision of law which provides authority for the promulgation
of such rule. The agency shall be estopped from relying on any authority for the
promulgation of such rule which is not stated therein in accordance with the
requirements of this subdivision.
(b) Each rule when filed, to be finally
effective, shall have attached thereto an abstract of its promulgation history
prepared by the agency showing the date of the filing in the state register of
the content of, or notice of any procedure relating to, action necessary under
this chapter to cause such rules to be finally effective: Provided, That any
error or omission in such abstract shall not affect the validity of any rule or
action in respect thereto.
(c) The secretary of state shall prescribe by
legislative rule a standard size, format, numbering and indexing for rules to be
filed in the state register and he may prescribe such procedural or interpretive
rules as he deems advisable to clarify and interpret the provisions in this
section. The secretary of state shall refuse to accept for filing any rules
which do not comply with the specific provisions of this section, and he may
refuse to accept for filing any rules which do not comply with the procedural
rules issued by him pursuant to this section until the rules sought to be filed
are brought into conformity with the secretary of state's procedural
rules.
(d) Unless and until the secretary of state prescribes otherwise
by rule issued and made effective under the provisions of subsection
(c) of this section, each rule filed in this state register shall be on white paper
measuring eight and one-half inches by eleven inches, typewritten and
single-spaced, with a one inch margin at the top, bottom and each side of each
page, and shall be reproduced photographically, or by xerography or other
duplication process. The secretary of state may grant specific exceptions to
such requirements in the case of maps, diagrams and exhibits, if the same may
not be conveniently folded and fastened with the other pages of rules and in the
case of rules which incorporate the promulgation of a federal agency or other
organization which could not be submitted in the standard size and format except
at undue expense. Materials submitted for inclusion in the state register shall
be fastened on the left side by two or more fasteners attached through holes
suitable for insertion into ring binders.
(e) The secretary of state
shall also prescribe by procedural rule a uniform system for the electronic
filing of a proposed rule or emergency rule or a modification thereof, or a
legislatively authorized rule, either (1) by the direct electronic transmission
of data to a terminal in the office of the secretary of state, or (2) by the
delivery to the secretary of state of a machine-readable copy of the filing on a
medium such as magnetic tape or disk, or the like, which system shall be used in
the process of filing proposed rules, emergency rules, modifications and
authorized rules with the secretary of state. The secretary of state may grant
exceptions to the requirement for electronic filing in the case of agencies,
boards or commissions which do not have reasonable access to a compatible
electronic transmission system or a means of creating a machine-readable copy,
but, if an exception is granted, the secretary of state shall create a
machine-readable copy of the proposed rule, emergency rule, modification or
authorized rule. The electronic filing required by the provisions of this
section shall not obviate any requirement for the filing of printed paper copies
of the proposed rule, emergency rule, modification or authorized rule as may be
required by this chapter.
§29A-2-7. Publication of state register.
(a) The Legislature intends that the secretary of state offer to the public
convenient and efficient access to copies of the state register or parts thereof
desired by the citizens. The provisions of this section are enacted in order to
provide a means of doing so pending any other means provided by law or legislative rule.
(b) All materials filed in the state register shall be indexed daily in chronological
order of filing with a brief description of the item filed and a columnar cross index to
(1) agency and (2) section, article and chapter of the code to which it relates and by
which it is filed in the state register and (3) such other information in the description
or cross index as the secretary of state believes will aid a citizen in using
the chronological index.
(c) To give users of the code of state rules a means to know whether the rule is being
superseded by a version of the rule that has become effective, but not yet been final-filed,
prepared, proofed and distributed, or may be superseded by a rule which is being proposed
and promulgated pursuant to article three but not yet become final, the secretary of
state shall provide with each update of the code of state rules, a copy of the
rule monitor and its cross index which shows the rules that have become
effective but not yet distributed and the rules which may be superseded by a
rule which is being proposed. The copy of the rule monitor distributed with the
updates of the code of state rules shall state plainly that this version of the
rule monitor only shows the status of the promulgation of rules as of the date
of distribution of the update of the code of state rules, and that to obtain the
most recent status of the rules, the user should consult the rule monitor in the
most recent publication of the state register. With the first distribution to
the loose leaf version of the code of state rules the secretary of state shall
also distribute a divider where the current rule monitor shall be maintained.
With the first distribution, the secretary of state shall also include
instructions, with a copy for insertion in or on the front of each volume of the
loose-leaf versions of the code of state rules, to users on how the rule monitor
can be utilized to determine whether the version of the rule in the code of
state rules is currently in effect. This subsection is not to be construed to
require that subscribers to the updates of the code of state rules receive a
subscription to the state register.
(d) The secretary of state shall cause to be duplicated in such number as shall
be required, on white paper with two punches suitable for fastening in two-ring binders,
the permanent biennial state register, the chronological index and other materials filed
in the register, or any part by agency or section, article or chapter for subscription
at a cost including labor, paper and postage, sufficient in his judgment to
defray the expense of such duplication. The secretary of state shall also offer,
at least at monthly intervals, supplements to the published materials listed
above. Any subscription for monthly supplements shall be offered annually and
shall include the chronological index and materials related to such agency or
agencies, or section, article or chapter of the code as a person may designate.
A person may limit the request to notices only, to notices and rules, or to
notices and proposed rules, or any combination thereof.
(e) Every two years, the secretary of state shall offer for purchase succeeding biennial
permanent state registers which shall consist of all rules effective on the date
of publication selected by the secretary of state, which date shall be at least
two years from the last such publication date, and materials filed in the state
register relating thereto. The cost of the succeeding biennial permanent state
register and for the portion relating to any agency or any section, article or
chapter of the code which may be designated by a person purchasing the same
shall be fixed in the same manner specified in section eleven of this
article.
(f) The secretary of state may omit from any duplication made
pursuant to subsection (e) of this section any rules the duplication of which
would be unduly cumbersome, expensive or otherwise inexpedient, if a copy of
such rules is made available from the original filing of such rule, at a price
not exceeding the cost of duplication, and if the volume from which such rule is
omitted includes a notice in that portion of the publication in which the rule
would have been located, stating (1) the general subject matter of the omitted
rule, (2) each section, article and chapter of this code to which the omitted
rule relates, and (3) the means by which a copy of the omitted rule may be
obtained.
(g) The secretary of state may propose changes to the
procedures outlined in the section above by proposing a legislative rule under
the provisions of section nine, article three of this chapter, but may
promulgate no rules containing those changes unless authorized by the
Legislature pursuant to article three of this chapter.
(h) Beginning the first day of July, two thousand one, one half of the
fees and amounts collected for the sale of the state register, the code of
state rules and other copies or data provided by the secretary of state
shall be deposited in the state general revenue fund and one half of the
fees in the service fees and collections account established by section two,
article one, chapter fifty-nine of this code for the operations of the
office of the secretary of state. Any balance remaining on the thirtieth day
of June, two thousand one, in the existing special revenue account entitled
"state register" as established by chapter one hundred twenty-one,
acts of the Legislature, regular session, one thousand nine hundred
eighty-two, shall be transferred to the service fees and collections account
established by section two, article one, chapter fifty-nine of this code for
the operation of the office of the secretary of state. The secretary of
state shall dedicate sufficient resources from that fund or other funds to
provide the services required in this article.
§29A-2-8. Publication of rules by agencies.
(a) No agency may duplicate copies of its rules for general distribution except in
accordance with this section. However, a duly certified copy may be provided by the agency,
at the cost of reproduction, if requested and if not presently available from the
secretary of state. Whenever an agency desires multiple copies of all or parts
of its rules or other materials filed in the state register, it shall purchase
the same from the office of the secretary of state: Provided,
That when reproduction of the number of copies desired by the agency can be
accomplished at a lower cost by the agency, it shall notify the secretary of
state in writing of such lower cost and, unless the secretary of state shall
within ten days agree to furnish such copies for an equal and lower cost and do
so within twenty days thereafter, may proceed at its cost to acquire such copies
elsewhere if otherwise authorized to do so by law.
(b) Any published rules may be distributed only to those persons who specifically
request a copy of the rules and may not be distributed in any manner to persons who have not
requested a copy. The agency may print or otherwise acquire only the number of
copies of any rule that it may reasonably anticipate will be requested by
members of the general public.
(c) Except as provided in this section, no agency may expend funds to alter the format
or presentation of such rules from that provided in the state register (except to adequately
fasten and bind the pages) or expend funds to compensate the office of secretary of state to
do so.
(d) Whenever for public convenience an agency deems it appropriate to
reproduce one or more rules for general public distribution in some printed
form, such as a booklet or other format not provided by copying the state
register, the agency shall give written notice to the secretary of state and the
legislative auditor of its intention to do so, including therein the anticipated
cost and the source or account of appropriations therefor. Such notice shall be
recorded in the state register as other notices. After twenty days shall have
elapsed, the agency may proceed unless the secretary of state shall have made a
finding that such additional publication is unnecessary or unduly expensive. Any
such findings shall be served on the agency and the governor and filed in the
state register. The governor may, within ten days after receiving such finding,
order such publication canceled or order such amendment thereof as is
appropriate in his judgment. Any such order of the governor shall be effective
until and unless the Legislature shall otherwise provide. In the absence of such
an order by the governor, the agency may proceed in accord with its original
notice of intent.
§29A-2-9. Making orders and records available.
Every agency shall file in the state register all final orders,
decisions and opinions in the adjudication of contested cases except those
required for good cause to be held confidential and not cited as precedent.
Except as otherwise required by statute, matters of official record shall be
made available for public inspection pursuant to rules adopted in accordance
with the provisions of this chapter.
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ARTICLE 3. RULE MAKING.
§29A-3-1. Rules to be promulgated only in accordance with this article.
In addition to other rule-making requirements
imposed by law and except to the extent specifically exempted by the provisions
of this chapter or other applicable law, and except as provided for in article
three-a of this chapter, every rule and regulation (including any amendment of
or rule to repeal any other rule) shall be promulgated by an agency only in
accordance with this article and shall be and remain effective only to the
extent that it has been or is promulgated in accordance with this
article.
§29A-3-1a. Filing proposed amendments to an existing rule.
(a) Rules promulgated to amend existing rules may be filed
on a section by section basis without having to refile in the state register all
of the other sections of an existing series numbered rule:
Provided, That such filing shall list, by proper citation,
those sections, not amended, which are directly affected by those sections
amended: Provided, however That amendments so
filed shall be accompanied by note of explanation as to the effect of such
amendment and its relation to the existing rules.
(b) Rules promulgated to amend existing rules and filed as an emergency rule may be filed
on a section by section basis without having to refile in the state register all of the other
sections of an existing series numbered rule: Provided, That
such filing shall list, by proper citation, those sections not amended, which
are directly affected by those sections amended.
§29A-3-1b. Rules of the tax department.
Notwithstanding the provisions of section
eight, article two of this chapter, the tax commissioner may reproduce the same
in his state tax bulletin and may, upon request, distribute copies of the
proposed or emergency rule after such proposed or emergency rule has been filed
in the state register and may charge a reasonable fee in an amount set to
recover his cost of duplicating and mailing the same. The moneys so received
shall be deposited in the treasury to the credit of the tax commissioner's
account for printing, office supplies or postage.
§29A-3-2. Limitations on authority to exercise rule-making power.
(a) Except when, and to the extent, that this chapter or any other provision of law
now or hereafter made expressly exempts an agency, or a particular grant of the
rule-making power, from the provisions of this article, every grant of
rule-making authority to an executive or administrative officer, office or
agency, heretofore provided, shall be construed and applied to be effective
only:
(1) If heretofore lawfully exercised in accordance with the prior
provisions of this chapter and the resulting rule has not been revoked or
invalidated by the provisions hereof or by the agency, or
(2) If exercised in
accordance with the provisions hereof.
(b) No executive or administrative agency shall be deemed to have power and authority to
promulgate a legislative rule without compliance with this article unless: (1) The provision
of this code, heretofore or hereafter enacted, granting such power and authority,
expressly exempts its exercise from legislative rule-making review prior to
promulgation or (2) the grant of such power and authority is exempted from the
application of this chapter by the express provisions of this chapter. To the
extent any such grant of power and authority, not so exempt, shall be deemed to
exceed the limits and provisions of this article, such power and authority to
promulgate legislative rules is hereby revoked.
§29A-3-3. Rules of procedure required.
In addition to other rule-making requirements imposed by law:
(a) Each agency shall adopt procedural rules
governing the formal and informal procedures prescribed or authorized by this
chapter. Procedural rules shall include rules of practice before the agency,
together with forms and instructions.
(b) To assist interested persons dealing with it, each agency, shall so far as deemed
practicable, supplement its rules or regulations with descriptive statements of its
procedures.
§29A-3-4. Filing of proposed procedural rules and interpretive rules.
(a) When an agency proposes a procedural
rule or an interpretive rule, the agency shall file in the state register a
notice of its action, including the text of the rule as proposed.
(b) All proposed rules filed under subsection (a) of this section shall have a fiscal
note attached itemizing the cost of implementing the rules as they relate to
this state and to persons affected by the rules and regulations. Such fiscal
note shall include all information included in a fiscal note for either house of
the Legislature and a statement of the economic impact of the rule on the state
or its residents. The objectives of the rules shall be clearly and separately
stated in the fiscal note by the agency issuing the proposed rules. No
procedural or interpretive rule shall be void or voidable by virtue of
noncompliance with this subsection.
§29A-3-5. Notice of proposed rulemaking.
When an agency proposes to promulgate a rule other
than an emergency rule, it shall file with the secretary of state, for
publication in the state register, a notice of its action, including therein any
request for the submission of evidence to be presented on any factual
determinations or inquiries required by law to promulgate such rule. At the time
of filing the notice of its action, the agency shall also file with the
secretary of state a copy of the full text of the rule proposed, and a fiscal
note as defined in subsection (b), section four of this article. If the agency
is considering alternative draft proposals, it may also file with the secretary
of state the full text of such draft proposals.
The notice shall fix a
date, time and place for the receipt of public comment in the form of oral
statements, written statements and documents bearing upon any findings and
determinations which are a condition precedent to the final approval by the
agency of the proposed rule, and shall contain a general description of the
issues to be decided. If no specific findings and determinations are required as
a condition precedent to the final approval by the agency of the approved rule,
the notice shall fix a date, time and place for the receipt of general public
comment on the proposed rule. To comply with the public comment provisions of
this section, the agency may hold a public hearing or schedule a public comment
period for the receipt of written statements and documents, or both.
If findings and determinations are a condition precedent to the promulgation of
such rule, then an opportunity for general public comment on the merits of the
rule shall be afforded after such findings and determinations are made. In such
event, notice of the hearing or of the period for receiving public comment on
the proposed rule shall be attached to and filed as a part of the findings and
determinations of the agency when filed in the state register.
In any hearing for public comment on the merits of the rule, the agency may limit
presentations to written material. The time, date and place fixed in the notice
shall constitute the last opportunity to submit any written material relevant to
any hearing, all of which may be earlier submitted by filing with the agency.
After the public hearing or the close of the public comment period, whichever is
later, the agency shall not permit the filing or receipt of, nor shall it
consider, any attempted ex parte communications directed to it in the form of
additional comment, prior to the submission of its final agency-approved rule to
the legislative rule-making review committee pursuant to the provisions of
section eleven of this article.
The agency may also, at its expense, cause to be published as a Class I legal publication
in every county of the state any notice required by this section.
Any citizen or other interested party may appear and be heard at such hearings as are
required by this section.
§29A-3-6. Filing findings and determinations for
rules in state register; evidence deemed public record.
(a) Incident to fixing a date for public comment on a proposed rule, the agency
shall promulgate the findings and determinations required as a condition
precedent thereto, and state fully and succinctly the reasons therefor and file
such findings and determinations in the state register. If the agency amends the
proposed rule as a result of the evidence or comment presented pursuant to
section five, such amendment shall be filed with a description of any changes
and statement listed for the amendment.
(b) The statement of reasons and a transcript of all evidence and public comment received
pursuant to notice are public records and shall be carefully preserved by the agency and be
open for public inspection and copying for a period of not less than five years from the
date of the hearing.
§29A-3-7. Notice of hearings.
Notices of hearings required by sections five and six of this
article shall be filed in the state register not less than thirty nor more than
sixty days before the date of such hearing or the last day specified therein for
receiving written material. Any hearing may be continued from time to time and
place to place by the agency which shall have the effect of extending the last
day for receipt of evidence or public comment. Notice of such continuance shall
be promptly filed thereafter in the state register.
§29A-3-8. Adoption of procedural and interpretive rules.
A procedural and interpretive rule, shall be considered by the agency for adoption not
later than six months after the close of public comment and a notice of withdrawal or
adoption shall be filed in the state register within that period. Failure to
file such notice shall constitute withdrawal and the secretary of state shall
note such failure in the state register immediately upon the expiration of the
six-month period.
A procedural or interpretive rule may be amended by
the agency prior to final adoption without further hearing or public comment. No
such amendment may change the main purpose of the rule. If the fiscal
implications have changed since the rule was proposed, a new fiscal note shall
be attached to the notice of filing. Upon adoption of the rule (including any
such amendment) the agency shall file the text of the adopted procedural or
interpretive rule with its notice of adoption in the state register and the same
shall be effective on the date specified in the rule or thirty days after such
filing, whichever is later.
§29A-3-9. Proposal of legislative rules.
When an agency proposes a legislative rule, other than an
emergency rule, it shall be deemed to be applying to the Legislature for
permission, to be granted by law, to promulgate such rule as approved by the
agency for submission to the Legislature or as amended and authorized by the
Legislature by law.
An agency proposing a legislative rule, other than an
emergency rule, after filing the notice of proposed rulemaking required by the
provisions of section five of this article, shall then proceed as in the case of
a procedural and interpretive rule to the point of, but not including, final
adoption. In lieu of final adoption, the agency shall finally approve the
proposed rule, including any amendments, for submission to the Legislature and
file such notice of approval in the state register and with the legislative
rule-making review committee, within ninety days after the public hearing was
held or within ninety days after the end of the public comment period required
under section five of this article: Provided, That upon receipt of a
written request from an agency, setting forth valid reasons why the agency is
unable to file the agency approved rule within the ninety-day time period, the
legislative rule-making review committee may grant the agency an extension of
time to file the agency approved rule.
Such final agency approval of the
rule under this section is deemed to be approval for submission to the
Legislature only and does not give any force and effect to the proposed rule.
The rule shall have full force and effect only when authority for promulgation
of the rule is granted by an act of the Legislature and the rule is promulgated
pursuant to the provisions of section thirteen of this article.
§29A-3-10. Creation of a legislative rule-making review committee.
(a) There is hereby created a joint committee of the
Legislature, known as the legislative rule-making review committee, to review
all legislative rules of the several agencies and such other rules as the
committee deems appropriate. The committee shall be composed of six members of
the Senate, appointed by the president of the Senate, and six members of the
House of Delegates, appointed by the speaker of the House of Delegates. In
addition, the president of the Senate and the speaker of the House of Delegates
shall be ex officio nonvoting members of the committee and shall designate the
cochairmen. Not more than four of the voting members of the committee from each
house shall be members of the same political party: Provided, That
in the event the membership of a political party is less than fifteen
percent in the House of Delegates or Senate, then the membership of that
political party from the legislative house with less than fifteen percent
membership may be one from that house. The members shall serve until their
successors shall have been appointed as heretofore provided. Members of the
committee shall receive such compensation and expenses as provided in article
two-a, chapter four of this code. Such expenses and all other expenses,
including those incurred in the employment of legal, technical, investigative,
clerical, stenographic, advisory and other personnel shall be paid from an
appropriation to be made expressly for the legislative rule-making review
committee, but if no such appropriation be made, such expenses shall be paid
from the appropriation under &Account No. 103 for Joint Expenses,& but no
expense of any kind whatever payable under said Account No. 103 for joint
expenses shall be incurred unless first approved by the joint committee on
government and finance. The committee shall meet at any time, both during
sessions of the Legislature and in the interim.
(b) The committee may adopt such rules of procedure as it considers necessary for
the submission, presentation and consideration of rules.
§29A-3-11. Submission of legislative rules to the legislative rule-making review
committee.
(a) When an agency finally approves a proposed
legislative rule for submission to the Legislature, pursuant to the provisions of
section nine of this article, the secretary of the executive department which
administers the agency pursuant to the provisions of article two, chapter five-f
of this code shall submit to the legislative rule-making review committee at its
offices or at a regular meeting of such committee fifteen copies of: (1) The
full text of the legislative rule as finally approved by the agency, with new
language underlined and with language to be deleted from any existing rule
stricken through but clearly legible; (2) a brief summary of the content of the
legislative rule and a description and a copy of any existing rule which the
agency proposes to amend or repeal; (3) a statement of the circumstances which
require the rule; (4) a fiscal note containing all information included in a
fiscal note for either house of the Legislature and a statement of the economic
impact of the rule on the state or its residents; (5) one copy of any relevant
federal statutes or regulations; and (6) any other information which the
committee may request or which may be required by law. If the agency is an
agency, board or commission which is not administered by an executive department
as provided for in article two, chapter five-f of this code, the agency shall
submit the final agency-approved rule as required by this subsection.
(b) The committee shall review each proposed legislative rule and, in its
discretion, may hold public hearings thereon. Such review shall include, but not
be limited to, a determination of:
(1) Whether the agency has exceeded the
scope of its statutory authority in approving the proposed legislative
rule;
(2) Whether the proposed legislative rule is in conformity with the
legislative intent of the statute which the rule is intended to implement,
extend, apply, interpret or make specific;
(3) Whether the proposed
legislative rule conflicts with any other provision of this code or with any
other rule adopted by the same or a different agency;
(4) Whether the
proposed legislative rule is necessary to fully accomplish the objectives of the
statute under which the rule was proposed for promulgation;
(5) Whether the
proposed legislative rule is reasonable, especially as it affects the
convenience of the general public or of persons particularly affected by
it;
(6) Whether the proposed legislative rule could be made less complex or
more readily understandable by the general public; and
(7) Whether the
proposed legislative rule was proposed for promulgation in compliance with the
requirements of this article and with any requirements imposed by any other
provision of this code.
(c) After reviewing the legislative rule, the
committee shall recommend that the Legislature:
(1) Authorize the
promulgation of the legislative rule; or
(2) Authorize the promulgation of
part of the legislative rule; or
(3) Authorize the promulgation of the
legislative rule with certain amendments; or
(4) Recommend that the proposed
rule be withdrawn.
The committee shall file notice of its action in the state
register and with the agency proposing the rule: Provided, That when
the committee makes the recommendations of subdivision (2), (3) or (4) of this
subsection, the notice shall contain a statement of the reasons for such
recommendation.
(d) When the committee recommends that a rule be
authorized, in whole or in part, by the Legislature, the committee shall
instruct its staff or the office of legislative services to draft a bill
authorizing the promulgation of all or part of the legislative rule and
incorporating such amendments as the committee desires. If the committee
recommends that the rule not be authorized, it shall include in its report a
draft of a bill authorizing promulgation of the rule together with a
recommendation. Any draft bill prepared under this section shall contain a
legislative finding that the rule is within the legislative intent of the
statute which the rule is intended to implement, extend, apply or interpret and
shall be available for any member of the Legislature to introduce to the
Legislature.
§29A-3-12. Submission of legislative rules to
Legislature.
(a) No later than forty days before the sixtieth
day of each regular session of the Legislature, the cochairmen of the
legislative rule-making review committee shall submit to the clerk of the
respective houses of the Legislature copies of all proposed legislative rules
which have been submitted to and considered by the committee pursuant to the
provisions of section eleven of this article and which have not been previously
submitted to the Legislature for study, together with the recommendations of the
committee with respect to such rules, a statement of the reasons for any
recommendation that a rule be amended or withdrawn and a statement that a bill
authorizing the legislative rule has been drafted by the staff of the committee
or by legislative services pursuant to section eleven of this article. The
cochairman of the committee may also submit such rules at the direction of the
committee at any time before or during a special session in which consideration
thereof may be appropriate. The committee may withhold from its report any
proposed legislative rule which was submitted to the committee fewer than two
hundred twenty-five days before the end of the regular session. The clerk of
each house shall submit the report to his or her house at the commencement of
the next session.
All bills introduced authorizing the promulgation of a rule
may be referred by the speaker of the House of Delegates and by the president of
the Senate to appropriate standing committees of the respective houses for
further consideration or the matters may be otherwise dealt with as each house
or its rules provide. The Legislature may by act authorize the agency to adopt a
legislative rule incorporating the entire rule or may authorize the agency to
adopt a rule with any amendments which the Legislature shall designate. The
clerk of the house originating such act shall forthwith file a copy of any bill
of authorization enacted with the secretary of state and with the agency
proposing such rule and the clerk of each house may prepare and file a synopsis
of legislative action during any session on any proposed rule submitted to the
house during such session for which authority to promulgate was not by law
provided during such session. In acting upon the separate bills authorizing the
promulgation of rules, the Legislature may, by amendment or substitution,
combine the separate bills of authorization insofar as the various rules
authorized therein are proposed by agencies which are placed under the
administration of one of the single separate executive departments identified
under the provisions of section two, article one, chapter five-f of this code or
the Legislature may combine the separate bills of authorization by agency or
agencies within an executive department. In the case of rules proposed for
promulgation by an agency which is not administered by an executive department
pursuant to the provisions of article two of said chapter, the separate bills of
authorization for the proposed rules of that agency may, by amendment or
substitution, be combined. The foregoing provisions relating to combining
separate bills of authorization according to department or agency are not
intended to restrict the permissible breadth of bills of authorization and do
not preclude the Legislature from otherwise combining various bills of
authorization which have a unity of subject matter. Any number of provisions may
be included in a bill of authorization, but the single object of the bill shall
be to authorize the promulgation of proposed legislative rules.
(b) If the Legislature during its regular session disapproves all or part of any
legislative rule which was submitted to it by the legislative rule-making review
committee during such session, no agency may thereafter issue any rule or
directive or take other action to implement such rule or part thereof unless and
until otherwise authorized to do so, except that the agency may resubmit the
same or similar proposed rule to the legislative rule-making review committee in
accordance with the provisions of section eleven of this article.
(c) Nothing herein shall be construed to prevent the Legislature by law from
authorizing, or authorizing and directing, an agency to promulgate legislative
rules not proposed by the agency or upon which some procedure specified in this
chapter is not yet complete.
(d) Whenever the Legislature is convened by
proclamation of the governor, upon his or her own initiative or upon application
of the members of the Legislature, or whenever a regular session of the
Legislature is extended or convened by the vote or petition of its members, the
Legislature may by act enacted during such extraordinary or extended session
authorize, in whole or in part, any legislative rule, whether submitted to the
legislative rule-making review committee or not, if legislative action on such
rule during such session is a lawful order of business.
(e) As a part of any act that amends chapter sixty-four of this code, authorizing the
promulgation of a proposed legislative rule or rules, the Legislature may also
provide, by general language or with specificity, for the disapproval of rules
not approved or acted upon by the Legislature.
(f) Whenever a date is required by this section to be computed in relation to the end
of a regular session of the Legislature, such date shall be computed without regard to
any extensions of such session occasioned solely by the proclamation of the governor.
(g) Whenever a date is required to be computed from or is fixed
by the first day of a regular session of the Legislature, it shall be computed
or fixed in the year one thousand nine hundred eighty-four, and each fourth year
thereafter without regard to the second Wednesday of January of such
years.
§29A-3-13. Adoption of legislative rules; effective date.
(a) Except as the Legislature may by law otherwise
provide, within sixty days after the effective date of an act authorizing
promulgation of a legislative rule, the rule shall be promulgated only in
conformity with the provisions of law authorizing and directing the promulgation
of such rule. In the case of a rule proposed by an agency which is administered
by an executive department pursuant to the provisions of article two, chapter
five-f of this code, the secretary of the department shall promulgate the rule
as authorized by the Legislature. In the case of an agency which is not subject
to administration by the secretary of an executive department, the agency which
proposed the rule for promulgation shall promulgate the rule as authorized by
the Legislature.
(b) A legislative rule authorized by the Legislature
shall become effective thirty days after such filing in the state register, or
on the effective date fixed by the authorizing act or if none is fixed by law,
such later date not to exceed ninety days, as is fixed by the agency.
(c) The secretary of state shall note in the state register the effective date of an
authorized and promulgated legislative rule, and shall promptly publish the duly
promulgated rule in a code of state rules maintained by his or her
office.
§29A-3-14. Withdrawal or modification of proposed rules.
(a) Any legislative rule proposed by an agency may be
withdrawn by the agency any time before passage of a law authorizing or
authorizing and directing its promulgation, but no such action shall be
construed to affect the validity, force or effect of a law enacted authorizing
or authorizing and directing the promulgation of an authorized legislative rule
or exercising compliance with such law. The agency shall file a notice of any
such action in the state register.
(b) At any time before a proposed legislative rule has been submitted by the legislative
rule-making review committee to the Legislature pursuant to the provisions of section twelve
of this article, the agency may modify the proposed rule to meet the objections of
the committee. The agency shall file in the state register a notice of its
modifying action including a copy of the modified rule, but shall not be
required to comply with any provisions of this article requiring opportunity for
public comment or taking of evidence with respect to such modification. If a
legislative rule has been withdrawn, modified and then resubmitted to such
committee, the rule shall be considered to have been submitted to such committee
on the date of such resubmission.
§29A-3-15. Emergency legislative rules; procedure for promulgation; definition.
(a) Any agency with authority to propose legislative rules may, without hearing,
find that an emergency exists requiring that emergency rules be promulgated and
promulgate the same in accordance with this section. Such emergency rules,
together with a statement of the facts and circumstances constituting the
emergency, shall be filed with the secretary of state, and a notice of such
filing shall be published in the state register. Such emergency rules shall
become effective upon the approval of the secretary of state in accordance with
section fifteen-a of this article or upon the approval of the attorney general
in accordance with section fifteen-b or upon the forty-second day following such
filing, whichever occurs first. Such emergency rules may adopt, amend or repeal
any legislative rule, but the circumstances constituting the emergency requiring
such adoption, amendment or repeal shall be stated with particularity and be
subject to de novo review by any court having original jurisdiction of an action
challenging their validity. Fourteen copies of the rules and of the required
statement shall be filed immediately with the secretary of state and one copy
shall be filed immediately with the legislative rule-making review
committee.
An emergency rule shall be effective for not more than fifteen
months and shall expire earlier if any of the following occurs:
(1) The
secretary of state, acting under the authority provided for in section fifteen-a
of this article, or the attorney general, acting under the authority provided
for in section fifteen-b of this article, disapproves the emergency rule
because: (A) The emergency rule or an amendment to the emergency rule exceeds
the scope of the law authorizing or directing the promulgation thereof; (B) an
emergency does not exist justifying the promulgation of the emergency rule; or
(C) the emergency rule was not promulgated in compliance with the provisions of
this section. An emergency rule may not be disapproved pursuant to the authority
granted by paragraphs (A) or (B) of this subdivision on the basis that the
secretary of state or the attorney general disagrees with the underlying public
policy established by the Legislature in enacting the supporting legislation. An
emergency rule which would otherwise be approved as being necessary to comply
with a time limitation established by this code or by a federal statute or
regulation may not be disapproved pursuant to the authority granted by
paragraphs (A) or (B) of this subdivision on the basis that the agency has
failed to file the emergency rule prior to the date fixed by such time
limitation. When the supporting statute specifically directs an agency to
promulgate an emergency rule, or specifically finds that an emergency exists and
directs the promulgation of an emergency rule, the emergency rule may not be
disapproved pursuant to the authority granted by paragraph (B) of this
subdivision. An emergency rule may not be disapproved on the basis that the
Legislature has not specifically directed an agency to promulgate the emergency
rule, or has not specifically found that an emergency exists and directed the
promulgation of an emergency rule,
(2) The agency has not previously filed
and fails to file a notice of public hearing on the proposed rule within thirty
days of the date the proposed rule was filed as an emergency rule; in which case
the emergency rule expires on the thirty-first day.
(3) The agency has not
previously filed and fails to file the proposed rule with the legislative
rule-making review committee within ninety days of the date the proposed rule
was filed as an emergency rule; in which case the emergency rule expires on the
ninety-first day.
(4) The Legislature has authorized or directed promulgation
of an authorized legislative rule dealing with substantially the same subject
matter since such emergency rule was first promulgated, and in which case the
emergency rule expires on the date the authorized rule is made effective.
(5)
The Legislature has, by law, disapproved of such emergency rule; in which case
the emergency rule expires on the date the law becomes effective.
(b) Any amendment to an emergency rule made by the agency shall be filed in the state
register and does not constitute a new emergency rule for the purpose of
acquiring additional time or avoiding the expiration dates in subdivision (2),
(3), (4) or (5), subsection (a) of this section: Provided, That such emergency
amendment shall become effective upon the approval of the secretary of state in
accordance with section fifteen-a of this article or upon approval of the
attorney general in accordance with section fifteen-b of this article or upon
the forty-second day following such filing, whichever occurs first.
(c) Once an emergency rule expires due to the conclusion of fifteen months or due to
the effect of subdivision (2), (3), (4) or (5), subsection (a) of this section,
the agency may not refile the same or similar rule as an emergency
rule.
(d) The provision of this section shall not be used to avoid or
evade any provision of this article or any other provisions of this code,
including any provisions for legislative review and approval of proposed rules.
Any emergency rule promulgated for any such purpose may be contested in a
judicial proceeding before a court of competent jurisdiction.
(e) The legislative rule-making review committee may review any emergency rule to
determine (1) whether the emergency rule or an amendment to the emergency rule
exceeds the scope of the law authorizing or directing the promulgation thereof;
(2) whether there exists an emergency justifying the promulgation of such
emergency rule; and (3) whether the emergency rule was promulgated in compliance
with the requirements and prohibitions contained in this section. The committee
may recommend to the agency, the Legislature, or the secretary of state such
action as it may deem proper.
(f) For the purposes of this section, an emergency exists when the promulgation of an
emergency rule is necessary (1) for the immediate preservation of the public peace, health,
safety or welfare, (2) to comply with a time limitation established by this code or by a
federal statute or regulation, or (3) to prevent substantial harm to the public interest.
§29A-3-15a. Disapproval of emergency rules and amendments to emergency rules
by the secretary of state; judicial review.
(a) Upon the filing of an emergency rule or filing of an
amendment to an emergency rule by an agency, under the provisions of section
fifteen of this article, by any agency, except for the secretary of state, the
secretary of state shall review such rule or such amendment and, within
forty-two days of such filing, shall issue a decision as to whether or not such
emergency rule or such amendment to an emergency rule should be disapproved. An
emergency rule filed by the secretary of state shall be reviewed by the attorney
general as provided for in section fifteen-b of this article.
(b) The secretary of state shall disapprove an emergency rule or an amendment to an
emergency rule if he determines:
(1) That the emergency rule or an amendment
to the emergency rule exceeds the scope of the law authorizing or directing the
promulgation thereof; or
(2) That an emergency does not exist justifying the
promulgation of the emergency rule or the filing of an amendment to the
emergency rule; or
(3) That the emergency rule or an amendment to the
emergency rule was not promulgated in compliance with the provisions of section
fifteen of this article.
(c) If the secretary of state determines, based
upon the contents of the rule or the supporting information filed by the agency,
that the emergency rule should be disapproved, he may disapprove such rule
without further investigation, notice or hearing. If, however, the secretary of
state concludes that the information submitted by the agency is insufficient to
allow a proper determination to be made as to whether the emergency rule should
be disapproved, he may make further investigation, including, but not limited
to, requiring the agency or other interested parties to submit additional
information or comment or fixing a date, time and place for the taking of
evidence on the issues involved in making a determination under the provisions
of this section.
(d) If the secretary of state determines, based upon the
contents of the amendment to an emergency rule or the supporting information
filed by the agency, that the amendment to the emergency rule should be
disapproved, he may disapprove such amendment without further investigation,
notice or hearing. If, however, the secretary of state concludes that the
information submitted by the agency is insufficient to allow a proper
determination to be made as to whether the amendment should be disapproved, he
may make further investigation, including, but not limited to, requiring the
agency or other interested parties to submit additional information or comment
or fixing a date, time and place for the taking of evidence on the issues
involved in making a determination under the provisions of this
section.
(e) The determination of the secretary of state shall be
reviewable by the supreme court of appeals under its original jurisdiction,
based upon a petition for a writ of mandamus, prohibition or certiorari, as
appropriate. Such proceeding may be instituted by:
(1) The agency which
promulgated the emergency rule;
(2) A member of the Legislature; or
(3)
Any person whose personal property interests will be significantly affected by
the approval or disapproval of the emergency rule by the secretary of
state.
§29A-3-15b. Disapproval of emergency rules and amendments
to emergency rules by the attorney general; judicial review.
(a) Upon the filing of an emergency rule or filing of an amendment to an emergency
rule by the secretary of state under the provisions of section fifteen of this
article, the attorney general shall review such rule or such amendment and,
within forty-two days of such filing, shall issue a decision as to whether or
not such emergency rule or such amendment to an emergency rule should be
disapproved.
(b) The attorney general shall disapprove an emergency rule
or an amendment to an emergency rule if he determines:
(1) That the emergency
rule or an amendment to the emergency rule exceeds the scope of the law
authorizing or directing the promulgation thereof; or
(2) That an emergency
does not exist justifying the promulgation of the emergency rule or the filing
of an amendment to the emergency rule; or
(3) That the emergency rule or an
amendment to the emergency rule was not promulgated in compliance with the
provisions of section fifteen of this article.
(c) If the attorney general determines, based upon the contents of the rule or the
supporting information filed by the secretary of state, that the emergency rule should be
disapproved, he may disapprove such rule without further investigation, notice
or hearing. If, however, the attorney general concludes that the information
submitted by the secretary of state is insufficient to allow a proper
determination to be made as to whether the emergency rule should be disapproved,
he may make further investigation, including, but not limited to, requiring the
secretary of state or other interested parties to submit additional information
or comment or fixing a date, time and place for the taking of evidence on the
issues involved in making a determination under the provisions of this
section.
(d) If the attorney general determines, based upon the contents
of the amendment to an emergency rule or the supporting information filed by the
agency, that the amendment to the emergency rule should be disapproved, he may
disapprove such amendment without further investigation, notice or hearing. If,
however, the attorney general concludes that the information submitted by the
agency is insufficient to allow a proper determination to be made as to whether
the amendment should be disapproved, he may make further investigation,
including, but not limited to, requiring the agency or other interested parties
to submit additional information or comment or fixing a date, time and place for
the taking of evidence on the issues involved in making a determination under
the provisions of this section.
(e) The determination of the attorney general shall be reviewable by the supreme
court of appeals under its original jurisdiction, based upon a petition for a writ of
mandamus, prohibition or certiorari, as appropriate. Such proceeding may be instituted
by:
(1) The secretary of state;
(2) A member of the Legislature; or
(3) Any
person whose personal property interests will be significantly affected by the approval
or disapproval of the emergency rule by the attorney general.
§29A-3-16. Legislative review of procedural rules, interpretive rules and
existing legislative rules.
The legislative rule-making review committee may review any procedural rules,
interpretive rules or existing legislative rules and may make recommendations
concerning such rules to the Legislature, or to the agency, or to both the
Legislature and the agency.
§29A-3-17. Prior rules.
Any rule lawfully promulgated prior to the effective date of
this chapter shall remain in full force and effect until:
(1) Such rule is
expressly made ineffective by the provisions of this chapter, or
(2) Such
rule should expire by reason of failure to refile the same as provided in
section five of article two, or expires pursuant to its own terms and provisions
lawfully made before the effective date of this section, or
(3) Such rule is
repealed by the lawful act of the agency, in conformity with this chapter,
or
(4) Such rule is invalidated by an act of the Legislature or the force and
effect of another law.
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ARTICLE 3A. HIGHER EDUCATION RULE MAKING.
§29A-3A-1. Definitions.
As used in this article:
(a) "Commission" means the legislative oversight commission on education accountability;
(b) "Board" means the university of West Virginia board of trustees or the board of
directors of the state college system as defined in chapter eighteen-b of this
code, or both, or any person employed by such boards who is granted rule-making
authority under the provisions of said chapter.
§29A-3A-2. Rules to be promulgated only in accordance with this article.
In addition to other rule-making requirements imposed by law and except to the
extent specifically exempted by the provisions of this chapter or other
applicable law, every rule and regulation (including any amendment of or rule to
repeal any other rule) shall be promulgated by the board only in accordance with
this article and shall be and remain effective only to the extent that it has
been or is promulgated in accordance with this article.
§29A-3A-3. Limitations on authority to exercise rule-making power.
(a) Except when, and to the extent, that this
chapter or any other provision of law now or hereafter made expressly exempts
the board, or a particular grant of the rule-making power, from the provisions
of this article, every grant of rule-making authority to the board heretofore
provided, shall be construed and applied to be effective only:
(1) If
heretofore lawfully exercised in accordance with the prior provisions of this
chapter and the resulting rule has not been revoked or invalidated by the
provisions hereof or by the board; or
(2) If exercised in accordance with the
provisions hereof.
(b) The board shall not be deemed to have the power
and authority to promulgate a legislative rule without compliance with this
article unless: (1) The provision of this code, heretofore or hereafter enacted,
granting such power and authority, expressly exempts its exercise from
legislative rule-making review prior to promulgation or (2) the grant of such
power and authority is exempted from the application of this chapter by the
express provisions of this chapter. To the extent any such grant of power and
authority, not so exempt, shall be deemed to exceed the limits and provisions of
this article, such power and authority to promulgate legislative rules is hereby
revoked.
§29A-3A-4. Rules of procedure required.
In addition to other rule-making requirements imposed by law:
(a) The board
shall adopt procedural rules governing the formal and informal procedures prescribed or
authorized by this chapter. Procedural rules shall include rules of practice before the
board, together with forms and instructions.
(b) To assist interested persons dealing
with it, the board, shall so far as deemed practicable, supplement its rules or regulations
with descriptive statements of its procedures.
§29A-3A-5. Filing of proposed procedural rules and interpretive rules.
(a) When the board proposes a procedural rule or an interpretive rule, the agency shall file
in the state register a notice of its action, including the text of the rule as
proposed.
(b) All proposed rules filed under subsection (a) of this
section shall have a fiscal note attached itemizing the cost of implementing the
rules as they relate to this state and to persons affected by the rules and
regulations. Such fiscal note shall include all information included in a fiscal
note for either house of the Legislature and a statement of the economic impact
of the rule on the state or its residents. The objectives of the rules shall be
clearly and separately stated in the fiscal note by the agency issuing the
proposed rules. No procedural or interpretive rule shall be void or voidable by
virtue of noncompliance with this subsection.
§29A-3A-6. Notice of proposed rule making.
When the board proposes to promulgate a rule other than an emergency rule, it shall file
with the secretary of state, for publication in the state register, a notice of its action,
including therein any request for the submission of evidence to be presented on any factual
determinations or inquiries required by law to promulgate such rule. At the time
of filing the notice of its action, the board shall also file with the secretary
of state a copy of the full text of the rule proposed, and a fiscal note as
defined in subsection (b), section five of this article. If the board is
considering alternative draft proposals, it may also file with the secretary of
state the full text of such draft proposals.
The notice shall fix a date, time and place for the receipt of public comment in the
form of oral statements, written statements, and documents bearing upon any findings and
determinations which are a condition precedent to the final approval by the board of the
proposed rule, and shall contain a general description of the issues to be
decided. If no specific findings and determinations are required as a condition
precedent to the final approval by the board of the approved rule, the notice
shall fix a date, time and place for the receipt of general public comment on
the proposed rule.
If findings and determinations are a condition
precedent to the promulgation of such rule, then an opportunity for general
public comment on the merits of the rule shall be afforded after such findings
and determinations are made. In such event, notice of the hearing, or of the
period for receiving public comment on the proposed rule shall be attached to
and filed as a part of the findings and determinations of the board when filed
in the state register.
In any hearing for public comment on the merits of
the rule, the board may limit presentations to written material. The time, date
and place fixed in the notice shall constitute the last opportunity to submit
any written material relevant to any hearing, all of which may be earlier
submitted by filing with the board. After the public hearing or the close of the
public comment period, whichever is later, the board shall not permit the filing
or receipt of, nor shall it consider, any attempted ex parte communications
directed to it in the form of additional comment, prior to the submission of its
final board-approved rule to the legislative oversight commission on education
accountability pursuant to the provisions of section twelve of this
article.
The board may also, at its expense, cause to be published as a
Class I legal publication in every county of the state any notice required by
this section.
Any citizen or other interested party may appear and be
heard at such hearings as are required by this section.
§29A-3A-7. Filing findings and determinations for rules
in state register; evidence deemed public record.
(a) Incident to fixing a date for public comment on a proposed rule, the board shall
promulgate the findings and determinations required as a condition precedent
thereto, and state fully and succinctly the reasons therefor and file such
findings and determinations in the state register. If the board amends the
proposed rule as a result of the evidence or comment presented pursuant to
section five, such amendment shall be filed with a description of any changes
and statement listed for the amendment.
(b) The statement of reasons and
a transcript of all evidence and public comment received pursuant to notice are
public records and shall be carefully preserved by the board and be open for
public inspection and copying for a period of not less than five years from the
date of the hearing.
§29A-3A-8. Notice of hearings.
Notices of hearings required by sections six and seven
of this article shall be filed in the state register not less than thirty nor
more than sixty days before the date of such hearing or the last day specified
therein for receiving written material. Any hearing may be continued from time
to time and place to place by the board which shall have the effect of extending
the last day for receipt of evidence or public comment. Notice of such
continuance shall be promptly filed thereafter in the state
register.
§29A-3A-9. Adoption of procedural and interpretive rules.
A procedural and interpretive rule, shall be considered
by the board for adoption not later than six months after the close of public
comment and a notice of withdrawal or adoption shall be filed in the state
register within that period. Failure to file such notice shall constitute
withdrawal and the secretary of state shall note such failure in the state
register immediately upon the expiration of the six-month period.
A procedural or interpretive rule may be amended by the board prior to final
adoption without further hearing or public comment. No such amendment may change
the main purpose of the rule. If the fiscal implications have changed since the
rule was proposed, a new fiscal note shall be attached to the notice of filing.
Upon adoption of the rule (including any such amendment) the board shall file
the text of the adopted procedural or interpretive rule with its notice of
adoption in the state register and the same shall be effective on the date
specified in the rule or thirty days after such filing, whichever is
later.
§29A-3A-10. Proposal of legislative rules.
When the board proposes a legislative rule, other than an
emergency rule, it shall be deemed to be applying to the Legislature for
permission, to be granted by law, to promulgate such rule as approved by the
board for submission to the Legislature or as amended and authorized by the
Legislature by law.
When proposing a legislative rule, other than an
emergency rule, and after filing the notice of proposed rule-making required by
the provisions of section five of this article, the board shall then proceed as
in the case of a procedural and interpretive rule to the point of, but not
including, final adoption. In lieu of final adoption, the board shall finally
approve the proposed rule, including any amendments, for submission to the
Legislature and file such notice of approval in the state register and with the
legislative oversight commission on education accountability.
Such final approval of the rule under this section is deemed to be approval for
submission to the Legislature only and does not give any force and effect to the proposed
rule. The rule shall have full force and effect only when authority for
promulgation of the rule is granted by an act of the Legislature and the rule is
promulgated pursuant to the provisions of section fourteen of this
article.
§29A-3A-11. Creation of a legislative oversight commission on education
accountability.
(a) There is hereby created a joint commission of the Legislature known as the legislative
oversight commission on education accountability to review all legislative rules of the
board and such other rules as the commission deems appropriate. The commission
shall be composed of six members of the Senate appointed by the president of the
Senate and six members of the House of Delegates appointed by the speaker of the
House of Delegates. No more than five of the six members appointed by the
president of the Senate and the speaker of the House of Delegates, respectively,
may be members of the same political party. In addition, the president of the
Senate and the speaker of the House of Delegates shall be ex officio nonvoting
members of the commission and shall designate the cochairmen. At least one of
the Senate members and one of the House members shall be members of the
committee on education of the Senate and House, respectively, and at least one
of the Senate members and at least one of the House members shall be a member of
the committee on finance of the Senate and House, respectively. The members
shall serve until their successors shall have been appointed as heretofore
provided. Members of the commission shall receive such compensation and expenses
as provided in article two-a, chapter four of this code. Such expenses and all
other expenses including those incurred in the employment of legal, technical,
investigative, clerical, stenographic, advisory and other personnel shall be
paid from an appropriation to be made expressly for the legislative oversight
commission on education accountability, but if no such appropriation be made,
such expenses shall be paid from the appropriation under "Account No. 103 for
Joint Expenses," but no expense of any kind whatever payable under said account
for joint expenses shall be incurred unless first approved by the joint
committee on government and finance. The commission shall meet at any time both
during sessions of the Legislature and in the interim.
(b) The commission may adopt such rules of procedure as it considers necessary for the
submission, presentation and consideration of rules.
§29A-3A-11a. Additional powers and duties; subpoena powers.
(a) In addition to the powers and duties conferred upon the commission pursuant to the
provisions of this article, the commission shall make a continuing investigation, study and
review of the practices, policies and procedures of the board and of any and all matters
related to education in the state and shall make annual reports to the
Legislature of the results of such investigation, study and review.
(b) These reports shall describe and evaluate in a concise manner:
(1) The major
activities of the board for the fiscal year immediately past, including
important policy decisions reached on initiatives undertaken during that year,
especially as such activities, decisions and initiatives relate to the
implementation of (1) the constitutional requirement of providing a thorough and
efficient education to the children of this state and (2) the objective of
improving the quality of education at all levels in this state.
(2) Other
information considered by the commission to be important, including
recommendations for statutory, fiscal or other reform and reasons for such
recommendations.
Further, these reports may specify in what manner said
practices, policies and procedures may or should be modified to satisfy said
constitutional requirement and to improve the quality of education at all levels
in this state.
The commission may meet as often as may be necessary and
employ such professional, clerical and technical personnel as it considers
necessary to perform effectively the duties herein prescribed.
(c) The commission shall conduct a study to determine whether the bureaucracies of the
state board of education and each county board of education are of such size and
complexity that they do not best serve the educational needs of the children of
the state. The commission may request assistance from the legislative auditor to
conduct this study.
(d) For purposes of carrying out its duties, the
commission is hereby empowered and authorized to examine witnesses and to
subpoena such persons and books, records, documents, papers or any other
tangible things as it believes should be examined to make a complete
investigation. All witnesses appearing before the commission shall testify under
oath or affirmation, and any member of the commission may administer oaths or
affirmations to such witnesses. To compel the attendance of witnesses at such
hearings or the production of any books, records, documents, papers or any other
tangible thing, the commission is hereby empowered and authorized to issue
subpoenas, signed by one of the cochairmen, in accordance with section five,
article one, chapter four of this code. Such subpoenas shall be served by any
person authorized by law to serve and execute legal process and service shall be
made without charge. Witnesses subpoenaed to attend hearings shall be allowed
the same mileage and per diem as is allowed witnesses before any petit jury in
this state.
If any person subpoenaed to appear at any hearing shall
refuse to appear or to answer inquiries there propounded, or shall fail or
refuse to produce books, records, documents, papers or any other tangible thing
within his control when the same are demanded, the commission shall report the
facts to the circuit court of Kanawha County or any other court of competent
jurisdiction and such court may compel obedience to the subpoena as though such
subpoena had been issued by such court in the first instance.
§29A-3A-12. Submission of legislative rules to the legislative oversight
commission on education accountability.
(a) When the board finally approves a proposed
legislative rule for submission to the Legislature, pursuant to the provisions
of section ten of this article, the board shall submit to the legislative
oversight commission on education accountability at its offices or at a regular
meeting of such commission fifteen copies of (1) the full text of the
legislative rule as finally approved by the board, with new language underlined
and with language to be deleted from any existing rule stricken-through but
clearly legible; (2) a brief summary of the content of the legislative rule and
a description and a copy of any existing rule which the agency proposes to amend
or repeal; (3) a statement of the circumstances which require the rule; (4) a
fiscal note containing all information included in a fiscal note for either
house of the Legislature and a statement of the economic impact of the rule on
the state or its residents; and (5) any other information which the commission
may request or which may be required by law.
(b) The commission shall review each proposed legislative rule and, in its discretion,
may hold public hearings thereon. Such review shall include, but not be limited to, a
determination of:
(1) Whether the board has exceeded the scope of its
statutory authority in approving the proposed legislative rule;
(2) Whether
the proposed legislative rule is in conformity with the legislative intent of
the statute which the rule is intended to implement, extend, apply, interpret or
make specific;
(3) Whether the proposed legislative rule conflicts with any
other provision of this code or with any other rule adopted by the same or a
different agency;
(4) Whether the proposed legislative rule is necessary to
fully accomplish the objectives of the statute under which the proposed rule was
promulgated;
(5) Whether the proposed legislative rule is reasonable,
especially as it affects the convenience of the general public or of persons
particularly affected by it;
(6) Whether the proposed legislative rule could
be made less complex or more readily understandable by the general public;
and
(7) Whether the proposed legislative rule was promulgated in compliance
with the requirements of this article and with any requirements imposed by any
other provision of this code.
(c) After reviewing the legislative rule, the commission shall recommend that the
Legislature:
(1) Authorize the board to promulgate the legislative rule; or
(2)
Authorize the board to promulgate part of the legislative rule; or
(3) Recommend
that the rule be withdrawn.
The commission shall file notice of its action in the state
register and with the board proposing the rule: Provided, That when the
commission makes the recommendations of subdivision (2) or (3) of this
subsection, the notice shall contain a statement of the reasons for such
recommendation.
(d) When the commission recommends that a rule be
authorized, in whole or in part, by the Legislature, the commission shall
instruct its staff or the office of legislative services to draft a bill
authorizing the board to promulgate all or part of the legislative rule. If the
commission recommends that the rule not be authorized, it shall include in its
report a draft of a bill authorizing promulgation of the rule together with a
recommendation. Any draft bill prepared under this section shall contain a
legislative finding that the rule is within the legislative intent of the
statute which the rule is intended to implement, extend, apply or interpret and
shall be available for any member of the Legislature to introduce to the
Legislature.
§29A-3A-13. Submission of legislative rules to Legislature.
(a) No later than forty days before the sixtieth
day of each regular session of the Legislature, the cochairmen of the
legislative oversight commission on education accountability shall submit to the
clerk of the respective houses of the Legislature copies of all proposed
legislative rules which have been submitted to and considered by the commission
pursuant to the provisions of section eleven of this article and which have not
been previously submitted to the Legislature for study, together with the
recommendations of the commission with respect to such rules, a statement of the
reasons for any recommendation that a rule be withdrawn, and a statement that a
bill authorizing the legislative rule has been drafted by the staff of the
commission or by legislative services pursuant to section twelve of this
article. The cochairman of the commission may also submit such rules at the
direction of the commission at any time before or during a special session in
which consideration thereof may be appropriate. The commission may withhold from
its report any proposed legislative rule which was submitted to the commission
fewer than two hundred ten days before the end of the regular session. The clerk
of each house shall submit the report to his house at the commencement of the
next session.
All bills introduced authorizing the promulgation of a rule
may be referred by the speaker of the House of Delegates and by the president of
the Senate to appropriate standing committees of the respective houses for
further consideration or the matters may be otherwise dealt with as each house
or its rules provide. The Legislature may by act authorize the board to adopt a
legislative rule incorporating the entire rule. The clerk of the house
originating such act shall forthwith file a copy of any bill enacted in
contemplation of this section in the state register and with the board and the
clerk of each house may prepare and file a synopsis of legislative action during
any session on any proposed rule submitted to the house during such session for
which authority to promulgate was not by law provided during such
session.
(b) If the Legislature fails during its regular session to act
upon all or part of any legislative rule which was submitted to it by the
legislative oversight commission on education accountability during such
session, the board may not thereafter issue any rule or directive or take other
action to implement such rule or part thereof unless and until otherwise
authorized to do so.
(c) Nothing herein shall be construed to prevent the
Legislature by law from authorizing or authorizing and directing the board to
promulgate legislative rules not proposed by the board or upon which some
procedure specified in this chapter is not yet complete.
(d) Whenever the Legislature is convened by proclamation of the governor, upon his own
initiative or upon application of the members of the Legislature, or whenever a regular
session of the Legislature is extended or convened by the vote or petition of
its members, the Legislature may by act enacted during such extraordinary or
extended session authorize, in whole or in part, any legislative rule whether
submitted to the legislative oversight commission on education accountability,
or not, if legislative action on such rule during such session is a lawful order
of business.
(e) Whenever a date is required by this section to be
computed in relation to the end of a regular session of the Legislature, such
date shall be computed without regard to any extensions of such session
occasioned solely by the proclamation of the governor.
(f) Whenever a date is required to be computed from or is fixed by the first day of a
regular session of the Legislature, it shall be computed or fixed in the year one
thousand nine hundred eighty-four, and each fourth year thereafter without
regard to the second Wednesday of January of such years.
§29A-3A-14. Adoption of legislative rules; effective date.
(a) Except as the Legislature may by law otherwise
provide, within sixty days after the effective date of an act authorizing
promulgation of a legislative rule, the board shall promulgate the rule only in
conformity with the provisions of law authorizing and directing the promulgation
of such rule.
(b) A legislative rule authorized by the Legislature shall
become effective thirty days after such filing in the state register, or on the
effective date fixed by the authorizing act or if none is fixed by law, such
later date not to exceed ninety days, as is fixed by the board.
(c) The secretary of state shall note in the state register the effective date of an
authorized and promulgated legislative rule, and shall file such legislative
rule in the state register in lieu of the proposed legislative rule previously
filed pursuant to section seven of this article.
§29A-3A-15. Withdrawal or modification of proposed rules.
(a) Any legislative rule proposed by the board may be withdrawn any time before passage
of a law authorizing or authorizing and directing its promulgation, but no such
action shall be construed to affect the validity, force or effect of a law
enacted authorizing or authorizing and directing the promulgation of an
authorized legislative rule or exercising compliance with such law. The board
shall file a notice of any such action in the state register.
(b) At any time before a proposed legislative rule has been submitted by the legislative
oversight commission on education accountability to the Legislature pursuant to
the provisions of section thirteen of this article, the board may modify the
proposed rule to meet the objections of the commission. The board shall file in
the state register a notice of its modifying action including a copy of the
modified rule, but shall not be required to comply with any provisions of this
article requiring opportunity for public comment or taking of evidence with
respect to such modification. If a legislative rule has been withdrawn, modified
and then resubmitted to such commission, the rule shall be considered to have
been submitted to such commission on the date of such
resubmission.
§29A-3A-16. Emergency legislative rules; procedure
for promulgation; definition.
(a) The board may, without
hearing, find that an emergency exists requiring that emergency rules be
promulgated and promulgate the same in accordance with this section. Such
emergency rules, together with a statement of the facts and circumstances
constituting the emergency, shall be filed in the state register and shall
become effective immediately upon such filing. Such emergency rules may adopt,
amend or repeal any legislative rule, but the circumstances constituting the
emergency requiring such adoption, amendment or repeal shall be stated with
particularity and be subject to de novo review by any court having original
jurisdiction of an action challenging their validity. Fifteen copies of the
rules and of the required statement shall be filed forthwith with the
legislative oversight commission on education accountability.
An emergency
rule shall be effective for not more than fifteen months and shall expire
earlier if any of the following occurs:
(1) The secretary of state, acting
under the authority provided for in section sixteen-a of this article,
disapproves the emergency rule because: (A) The emergency rule or an amendment
to the emergency rule exceeds the scope of the law authorizing or directing the
promulgation thereof; (B) an emergency does not exist justifying the
promulgation of the emergency rule; or (C) the emergency rule was not
promulgated in compliance with the provisions of this section. An emergency rule
may not be disapproved pursuant to the authority granted by paragraphs (A) or
(B) of this subdivision on the basis that the secretary of state disagrees with
the underlying public policy established by the Legislature in enacting the
supporting legislation. An emergency rule which would otherwise be approved as
being necessary to comply with a time limitation established by this code or by
a federal statute or regulation may not be disapproved pursuant to the authority
granted by paragraphs (A) or (B) of this subdivision on the basis that the board
has failed to file the emergency rule prior to the date fixed by such time
limitation. When the supporting statute specifically directs the board to
promulgate an emergency rule, or specifically finds that an emergency exists and
directs the promulgation of an emergency rule, the emergency rule may not be
disapproved pursuant to the authority granted by paragraph (B) of this
subdivision. An emergency rule may not be disapproved on the basis that the
Legislature has not specifically directed the board to promulgate the emergency
rule, or has not specifically found that an emergency exists and directed the
promulgation of an emergency rule.
(2) The board has not previously filed and
fails to file a notice of public hearing on the proposed rule within sixty days
of the date the proposed rule was filed as an emergency rule; in which case the
emergency rule expires on the sixty-first day.
(3) The board has not
previously filed and fails to file the proposed rule with the legislative
oversight commission on education accountability within one hundred eighty days
of the date the proposed rule was filed as an emergency rule; in which case the
emergency rule expires on the one hundred eighty-first day.
(4) The
Legislature has authorized or directed promulgation of an authorized legislative
rule dealing with substantially the same subject matter since such emergency
rule was first promulgated, and in which case the emergency rule expires on the
date the authorized rule is made effective.
(5) The Legislature has, by law,
disapproved of such emergency rule; in which case the eme