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Independent Expenditures in State and Local Elections


What is an "independent" expenditure?

When an individual wants to support or oppose a candidate in any election for state, county or municipal public office, the ordinary way to do that is to make a contribution to a candidate or a registered political committee.  However, sometimes a person wants to buy ads or signs or print information to impact the outcome of the election as an individual.

An expenditure is a lawful independent expenditure only if three conditions exist.  Those conditions are:

  • the person uses his or her own personal funds, with no money coming from any other source; and

  • the person does not consult with the candidate, the candidate's campaign (or in the case of opposition, with an opposing candidate or campaign), or any political action committee active in the election; and

  • the person making the independent expenditure reports that spending as required by law.

Independent Campaign Ads, Signs & Publications

Let's use an example to explain these requirements.  Suppose Henry Smith wants to take out a newspaper or radio advertisement independently to support Jane Doe for State Senate.  The ad must be prepared without help from anyone working with Jane Doe's campaign, or with any political committee which is supporting her.  If help or consultation comes from Jane or her supporters, the expenditure becomes an indirect contribution to her campaign, and is subject to the contribution limits and reporting requirements of her campaign.  

When Henry Smith purchases the ad, sign or publication, a "disclaimer" must be included which says "Paid for by Henry Smith, not authorized by any candidate or committee."

Reporting

After the independent expenditure is made, it must be reported according to the same reporting requirements and times, and with the same filing office required for the candidate affected.  For example, an independent expenditure for mayor would be filed with the city clerk by the municipal reporting deadlines, while an independent expenditure for State Senate would be filed with the Secretary of State on the state election schedule.  Form F7-B would be used regardless of office.

For detailed information about reporting requirements and deadlines, see Campaign Finance Reporting.

 

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